Corporate Compliance Specialist

Frontline Source Group
June 5, 2021
Houston, TX
Job Type


Corporate Compliance Specialist
Our client in Houston, TX needs a Corporate Compliance Specialist to the join their growing business.  This is a newly formed position. They would like to hire the right candidate as soon as possible for a direct hire opportunity. 

Company Profile:
Minority and Veteran owned and operated
Broker Trading

Does your resume really present you as the best qualified candidate for the job?  Put your voice out there too!  We invite you to share your story and complete a quick video interview that will be done in less than 3 minutes.  Please follow this link:

Corporate Compliance Specialist Role:
Will report directly to General Counsel with a dotted line to the CFO and when needed other Executive membership
Coordinate execution of key corporate governance and compliance documents, as well as client agreements
Assist with formation and dissolution of corporate entities across the US, including obtaining employer identification numbers
Coordinate communication and legal documents with clients regarding due diligence and KYC procedures
Assist with employment agreements and litigation support
Maintain licenses, certifications, entity registrations, and bonds over several lines of business
Maintain calendaring deadlines for filings
Ensure all client entities remain in good standing and qualified to do business in their respective jurisdiction
Administrative tasks such as document filing and organization, drafting initial documents, coordinating meetings, maintaining executive calendars, and taking detailed meeting minutes
Ensure corporate books are up-to-date and documents maintained correctly
Assist with special projects as needed
Coordinating with clients regarding required corporate agreements

Corporate Compliance Specialist Background Profile:
Bachelor’s degree or paralegal certificate from an accredited institution
2- 4 years of relevant experience in corporate legal and/or compliance department
Strong knowledge of various corporate legal and compliance topics
High level of familiarity with entity registrations across the U.S.
Experience with incorporation, amendments, and liquidation of companies as well as contracts 
Comfortable handling highly sensitive and confidential issues

Features and Benefits of Client:
Three Different Health Plans plus vision and dental
Short and Long Term disability plus other additional add ons
PTO and Holidays
Salary plus bonus opportunity

Disclaimer: sensitive and personal data will not be requested by Frontline Source Group or its affiliates until a job offer is made and accepted. If you ever doubt the validity of our job postings, we encourage you to call one of our branch locations to verify the status on any job.

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